EM 385: Safety on DoD Construction Projects 2024

EM385 Training Safety 2023

The first thing to note is that many EM 385 requirements closely parallel OSHA requirements, but with some notable differences. Differences include EM385 requirements for a written site-specific plans and the development of activity hazard analyses for various different activities.

If you have prevously developed these under the now superseded EM385 2014 Manual standard you will need to get updated on what has changed in the EM 385 2024 revision.

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    If you are a construction contractor and you are not across the U.S. Army Corps of Engineers’ (USACE) Engineers Manuals EM 385-1-1, you could find yourself in a lot of trouble if you engage in Department of Defense (DoD) construction projects.

    This is especially true if a contracting officer or project manager deems your non-compliance with specific provisions of EM385 are contract violations.

    If this happens work could be stopped until the deficiencies can be corrected. Penalties of $2,000 a day for being a week late in completing the job may be applied. A lot of time, and money could have been saved if you had initially met the requirements of EM-385.

    EM 385 Contractor Safety

    Most government contracts incorporate a number of federal acquisition regulation (FAR) clauses that describe routine requirements. 

    The clause that is most significant with respect to construction safety is FAR clause 52.236-13(c). This clause states that “if this contract is for construction or dismantling, demolition or removal of improvements with any Department of Defense agency or component, the contractor shall comply with all pertinent provisions of the latest version U.S. Army Corps of Engineers Safety and Health Requirements Manual EM 385-1-1 in effect on the date of the solicitation.”

    Some Defense Department agencies may reject your contract  bid as invalid if, upon request, you do not submit a written site-specific accident prevention plan that meets the requirements specified by EM 385. 

    Although many of the technical requirements of EM385 closely mirror OSHA’s construction standards in 29 CFR 1926, there are some significant differences. 

    The OSHA standards say little about safety management, EM 385 addresses safety management in more detail. 

    Two requirements of EM 385 that are noteworthy are:

    1. the requirements for a written, site-specific accident prevention plan, and
    2. the need to perform detailed activity hazard analyses that identify potential hazards posed by each phase of a construction project and identify the precautions the contractor will take to control those hazards.

    In requiring contractors to abide by EM 385, the Defense Department is not assuming responsibility for ensuring the protection of construction workers. That responsibility rests clearly on the employer, as evidenced by section 5(a)(1) of the OSH Act of 1975.

    The DoD  interest in contractor safety focuses primarily on protecting its facilities and employees from hazards posed by contractors that adversely affect an agency’s personnel, facilities, mission, and in some extreme situations, compromise national security.

    EM385-1-1 Contractor Training
    EM385-1-1 Training

    EM 385 Written Accident Prevention Plan

    The most important provision of EM385 is the requirement for a written job-specific accident prevention plan. 

    A reprint of the minimum basic outline for this plan is provided at the end of this article. 

    The accident prevention plan required by EM 385 is a detailed, site-specific written plan that describes the management processes that will be used to prevent accidents from occurring on a specific construction project.

    For example, note that Element 1, the signature sheet, requires the title, signature and phone number of the person who prepared the plan, the person who approved the plan and any individuals who concurred with the plan. This information will allow DoD contracting officers, project managers or safety specialists to identify specific company personnel that could answer questions concerning the plan or discuss implementation problems. Element 1 also requires that a certified safety professional or certified industrial hygienist approve plans related to hazardous, toxic and radioactive waste activities. 

    Element 7 of the plan, safety and health inspections, must specify who will perform job-site inspections and explain how the inspection findings will be documented, how deficiencies will be tracked and how follow-up inspections will be conducted.

    Element 9, accident reporting, must address who, how and when information will be provided on exposure data such as man hours worked that can be used to evaluate safety performance, how major accidents will be reported, who will conduct accident investigations, and how and when reports and logs will be completed. Since the information must be job-specific, vague generic safety and health programs will not meet the job-specific requirements of EM 385.

    Element 12 of the plan requires that a wide range of management plans and programs be implemented, including a program for prevention of alcohol and drug abuse. 

    EM385 Activity Hazard Analysis

    Activity hazard analysis is a tactical guide. Section 01.A.09 states that “activity hazard analyses shall be prepared by the contractors performing the work activity.”

    Section 01.A.09 further stipulates that “analyses will define the activity being performed and identify the sequences of work, the specific hazards anticipated and the control measures to be implemented to eliminate or reduce each hazard to an acceptable level.” 

    The manual even includes a form that can be used to assist contractors in documenting their hazard analyses.

    EM 385 vs OSHA Requirements

    Many of the technical requirements of EM 385 are the same as those in 29 CFR 1926. For example:

    • Both require that flexible electrical cords be a type approved for hard service use. 
    • Both require that moving parts of equipment and machinery be guarded, and that personal protective equipment be used to reduce the likelihood of injury.

    EM 385 includes some more stringent technical provisions than CFR 1926. 

    In particular, the level of emphasis that EM 385 places on employee training and job site inspections suggests that EM 385 views these two elements as being critical for preventing accidents. 

    EM385 Employee Training

    With respect to employee training, OSHA standard 29 CFR 1926.21(b)(2) provides the broad training requirement that “the employer shall instruct each employee in the recognition and avoidance of unsafe conditions and the regulations applicable to his work environment to control or eliminate any hazards or other exposure to illness or injury.”

    EM 385 imposes more rigorous training requirements. Specifically, element 6 of the accident prevention plan demands that a list of subjects that are discussed with employees during their safety indoctrination be provided.

    EM 385 includes provisions for ongoing training, specifically section 01.B.03 which requires that “safety meetings shall be conducted to review past activities, plan for new or changed operations, review pertinent aspects of appropriate activity hazards analyses (by trade), establish safe working procedures for anticipated hazards, and provide pertinent safety and health training and motivation.” 

    Section 01.B.03.a further stipulates that “meetings shall be conducted at least once a month for all supervisors on the project and at least once a week by supervisors or foremen for all workers.”

    Section 01.B.03.b requires that “meetings shall be documented, including the date, attendance, subjects discussed and names of the individuals who conducted the meeting. Documentation shall be maintained and copies furnished to the designated authority on request.” 

    In regard to safety indoctrination, section 01.B.01 stipulates that employees shall be provided safety and health indoctrination and continuing safety and health training to enable them to perform their work in a safe manner. All training required by this manual shall be conducted by qualified persons. 

    Section 01.B.02 also requires that indoctrination and training be based on the safety and health program of the contractor or government agency, as applicable, and shall include but is not limited to:

    • Requirements and responsibilities for accident prevention and maintaining safety and healthful work environments.
    • General safety and health policy and procedures and pertinent provisions of this manual.
    • Employees and supervisor responsibilities for reporting all accidents
    • Provisions for medical facilities and emergency response and procedures for obtaining medical treatment or emergency assistance
    • Procedures for reporting and correcting unsafe conditions or practices.

    All contractors are required to complete EM 385 Certification

    Initial training is usually EM385 40 Hour Training which is valid for one year. After expiry EM385 Refresher Training can be completed in the 8 hour course. You can find out more information on the requirements for 40 hour EM385 training.

    EM 385 Job Site Inspections

    OSHA standard 29 CFR 1926.20(b)(2) requires that contractors “provide for frequent and regular inspections of the job sites, materials and equipment to be made by competent persons designated by the employer” and 1926.32(f) defines a “competent person” as someone who is capable of identifying existing and predictable hazards in the surroundings or working conditions that are unsanitary, hazardous or dangerous to employees, and who has authorization to take prompt corrective measures to eliminate them. 

    In contrast section 01.A.08b of EM 385 stipulates that “contractor quality control personnel as part of their quality control responsibilities shall conduct and document daily safety inspections.” 

    Section 01.A.08.c requires that “identified safety and health issues and deficiencies and the actions, timetable and responsibility for correcting the deficiencies shall be recorded in inspection reports.” 

    It also requires that follow-up inspections to ensure correction of any identified deficiencies shall be conducted and documented.

    EM385 Confined Spaces

    EM 385 recognizes the severe hazard posed by entry into confined spaces, taking a far more assertive approach than that espoused by OSHA’s construction standards.

    OSHA standard CFR 1926.21(b)(6)(i) requires that all employees required to enter into confined or enclosed spaces be instructed as to the nature of the hazards involved, the necessary precautions to be taken, and in the use of protective and emergency equipment required.

    EM385 Additional Requirements

    In addition to technical requirements that are more rigorous than OSHA standards, EM 385 includes requirements that are not addressed by OSHA standards. These include operation of all-terrain vehicles, cumulative trauma prevention and lockout/tagout.

    All Terrain Vehicles

    Section 18.d of EM 385 requires that every ATV operator possess a valid state drivers license and have completed an ATV training course prior to operation of the vehicle. It also stipulates that only ATVs with four or more wheels are allowed, and that ATVs may only be driven during daylight hours.

    Cumulative Trauma Prevention

    Section 06.K of EM 385 addresses cumulative trauma prevention. Specifically, it stipulates that “work activities that require workers to conduct lifting, handling or carrying, rapid and frequent application of high grasping forces, repetitive hand-arm manipulations or whole body vibration and other physical activities that stress the body’s capabilities shall be evaluated to ensure the activities are designed to match the capabilities of the workers.”

    Lockout/tagout

    OSHA standard 29 CFR 1910.146 does not apply to construction, section 12 of EM 385 outlines requirements for the control of hazardous energy that are almost identical to those in the OSHA general industry standard. For example, paragraph 12.A.07 requires a hazardous energy control plan that includes hazardous energy control procedures, including a statement of the intended use of the procedures, means of coordinating and communicating hazardous energy control activities and procedural steps and responsibilities for shutting down, isolating, blocking and securing systems to control hazardous energy. Section 12.c also requires that daily inspections be conducted and documented to ensure that all requirements of the hazardous energy control procedures are being followed.

    Sample Outline EM385 Accident Prevention Plan

     

    Section Number

    Section Title

    Detail

    1

    Signature Sheet

    Title, signature and phone number of the following:

    • Plan preparer (corporate safety staff person, QC);
    • Plan approval, e.g., An owner, company president or regional vice president (HTRW activities require approval of a certified industrial hygienist or qualified industrial hygiene personnel for in-house USACE activities; a certified safety professional or qualified USACE safety personnel for in-house work) may approve the plan for operations involving UST removal where contaminants are known to be petroleum, oils or lubricants);
    • Plan concurrence (provide concurrence of other applicable corporate and project personnel (contractor)), e.g., chief of operations, corporate chief of safety, corporate industrial hygienist, project manager or superintendent, project safety professional, project QC.

    2

    Background Information

    List the following:

    • Contractor;
    • Contract number;
    • Project name;
    • Brief project description, description of work to be performed and location (map);
    • Contractor accident experience (provide information such as EMR, OSHA 200 Forms, corporate safety trend analyses);
    • Listing of phases of work and hazardous activities requiring activity hazards analyses.

    3

    Statement of Safety and Health Policy

    In addition to the corporate policy statement, a copy of the corporate safety program may provide a significant portion of the information required by the accident prevention plan

    4

    Responsibilities and Lines of Authorities

    • Identification and accountability of personnel responsible for safety – at both corporate and project level (contracts specifically requiring safety or industrial hygiene personnel should include a copy of their resume – the District Safety and Occupational Health Office will review the qualifications for acceptance).
    • Lines of authority

    5

    Subcontractors and Suppliers

    • Identification of subcontractors and suppliers (if known);
    • Means for controlling and coordinating subcontractors and suppliers;
    • Safety responsibilities of subcontractors and suppliers.

    6

    Training

    • List subjects to be discussed with employees in safety indoctrination.
    • List mandatory training and certifications that are applicable to this project (e. g., explosive actuated tools, confined space entry, crane operator, diver, vehicle operator, HAZWOPER training and certification, personal protective equipment) and any requirements for periodic retraining/recertification.
    • Identify requirements for emergency response training.
    • Outline requirements (who attends, when given, who will conduct, etc.) for supervisory and employee safety meetings.

    7

    Safety and Health Inspections

    Provide details on:

    • Who will conduct safety inspections (e.g., project manager, safety professional, QC, supervisors, employees, etc.), when inspections will be conducted, how the inspections will be recorded, deficiency tracking system, follow-up procedures, etc.;
    • Any external inspections/certifications which may be required (e.g., Coast Guard).

    8

    Safety and Health Expectations, Incentive Programs and Compliance.

    • The company’s written safety program goals, objectives and accident experience goals for this contract should be provided.
    • A brief description of the company’s safety incentive programs (if any) should be provided.
    • Policies and procedures regarding noncompliance with safety requirements (to include disciplinary actions for violation of safety requirements) should be identified.
    • Provide written company procedures for holding managers and supervisors accountable for safety.

    9

    Accident Reporting

    The contractor shall identify who shall complete the following, how and when:

    • Exposure data (man-hours worked);
    • Accident investigations, reports and logs;
    • Immediate notification of major accidents.

    10

    Medical Support

    Outline on-site medical support and off-site medical arrangements.

    11

    Personal Protective Equipment

    Outline procedures (who, when, how) for conducting hazard assessments and written certifications for use of personal protective equipment.

    12

    Plans (Programs, Procedures) Required by the Safety Manual

    • Hazard Communication Program (04.B.01);
    • Emergency response plans: Procedures and tests (01.E.01); Spill plans (01.E.01, 06.A.02); Firefighting plan (01.E.01, 19.A.04); Posting of emergency telephone numbers (01.E.04); Wildfire prevention plan (09.K.01); Man overboard/abandon ship (19.A.04)
    • Layout plans (04.A.01);
    • Respiratory protection plan (05.E.01);
    • Health hazard control program (06.A.02);
    • Lead abatement plan (06.B.05 & specifications);
    • Asbestos abatement plan (06.B.05 & specifications);
    • Abrasive blasting (06.H.01);
    • Confined space (06.I);
    • Hazardous energy control plan (12.A.07);
    • Critical lift procedures (16.C.17);
    • Contingency plan for severe weather (19.A.03);
    • Access and haul road plan (22.I.10);
    • Demolition plan (engineering and asbestos surveys) (23.A.01);
    • Emergency rescue (tunneling) (26.A.05);
    • Underground construction fire prevention and protection plan (26.D.01)
    • Compressed air plan (26.I.01)
    • Formwork and shoring erection and removal plans (27.B.02)
    • Lift slab plans (27.D.01)
    • SHP and SSHP (for HTRW work an SSHP must be submitted and shall contain all information required by the accident prevention plan two documents are not required (28.B.01);
    • Blasting plan (29.A.01);
    • Diving plan (30.A.13);
    • Plan for prevention of alcohol and drug abuse (Defense Federal Acquisition Regulation Supplement Subpart 252.223-7004, Drug-Free Work Force).

    13

    Additional Information

    The contractor shall provide information on how they will meet the requirements of major sections of EM 385-1-1 in the accident prevention plan. Particular attention shall be paid to excavations, scaffolding, medical and first aid requirements, sanitation, personal protective equipment, fire prevention, machinery and mechanized equipment, electrical safety, public safety requirements, and chemical, physical agent and biological occupational exposure prevention requirements. Detailed site-specific hazards and controls shall be provided in the activity hazard analysis for each phase of the operation.

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